Byline: Jonathan Hemmerdinger WASHINGTON a The Securities and Exchange Commission could tighten its oversight of muni underwriters or adopt a athree-strike systema for issuers if it does not get legislative authority to set disclosure standards for issuers, a top regulator said Friday. In remarks ...
Read this article at SEC Could Tighten Underwriters Oversight or Form 3-Strike System for Issuers
Read this article at SEC Could Tighten Underwriters Oversight or Form 3-Strike System for Issuers