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Regulatory Forecast Bodes Change; Advisors Could See Talks on Oversight and a Fiduciary Standard Move Forward This Year

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Byline: Kenneth Corbin Over the coming year, financial regulators are expected to press ahead with scores of rulemaking proceedings that will affect advisors and their clients. Lawmakers will continue to refine and implement numerous provisions of the Dodd-Frank financial reform bill, while mulling ... (Publication: On Wall Street)

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